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Market Surveillance Managing Director
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Legend Global Search, Inc...
Salary: $175K
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USA-NY-New York City |
18 Jul |
| Market Surveillance - International Finance |
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Control Room Manager
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Legend Global Search, Inc...
Salary: To $200K + Bonus
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USA-NY-New York City |
18 Jul |
| Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934 |
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Securities Compliance Associate
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Legend Global Search, Inc...
Salary: $120K
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USA-NY-New York City |
18 Jul |
| Securities Compliance Associate - Prime Brokerage Firm |
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Vice President - Compliance Monitoring
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Legend Global Search, Inc...
Salary: $150K
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USA-NY-New York City |
18 Jul |
| VP - Compliance Monitoring - Investor Services |
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Hedge Fund Compliance Associates
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Not Disclosed
Salary: Up to $200,000 all in
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USA-NY-New York City |
18 Jul |
| Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp... |
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Investment Banking Opportunities!
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APA International Placeme...
Salary: to $150K
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USA-NY-New York City |
18 Jul |
| Immediate openings at a top-tiered international financial institutions and investment banks. Candidates with compliance, M&... |
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Regulatory Analyst
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BNP Paribas
Salary: not disclosed
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USA-NY-New York City |
18 Jul |
| See job description below |
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Technical Project Manager
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
18 Jul |
| See job description below |
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Fixed Income Compliance Position
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
18 Jul |
| See job description below |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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USA-NY-New York City |
16 Jul |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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Fixed Income Compliance Manager
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Not Disclosed
Salary: Base salary, bonus and be...
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USA-NY-New York City |
16 Jul |
| We have been engaged by a top tier investment bank client who is seeking experienced fixed income compliance candidates to be... |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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USA-NY-New York City |
16 Jul |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Deputy AML Officer
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BNY Mellon Asset Manageme...
Salary: DOE
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USA-NY-New York City |
16 Jul |
| You will be responsible for the day-to-day management of the AML function. |
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Director SOX Compliance, Reporting
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Huffman Associates LLC
Salary: 150-175k base, + year end...
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USA-NY-New York City |
16 Jul |
| The Director of SOX Compliance and Reporting will develop the risk assessment and strategy used to support the firm’s evaluat... |
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Compliance Legal Analyst
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Bloomberg (USA)
Salary: Competitive Salary
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USA-NY-New York City |
16 Jul |
| Bloomberg is the leading global provider of financial data, news and analytics. |
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VP - Compliance
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Moody's Investors Service...
Salary: Not Specified
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USA-NY-New York City |
16 Jul |
| Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that... |
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VP Compliance Officer - Equity Tradng Floor
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European Bank in Midtown,...
Salary: 160-250K total comp depen...
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USA-NY-New York City |
15 Jul |
| The successful candidate will work as a compliance officer on the trading floor, mostly dealing with equities and equity deri... |
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Legal and Compliance Professional
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Macquarie Holdings
Salary: Excellent compensation fo...
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USA-NY-New York City |
15 Jul |
| Due to growth in the Group’s New York office, we are now seeking an additional attorney to join our Legal and Compliance team... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
14 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
14 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Junior Compliance Officer
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Not Disclosed
Salary: 80,000 - 150,000
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USA-NY-New York City |
14 Jul |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Records Manager - Asset Management
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Not Disclosed
Salary: 150,000 - 350,000
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USA-NY-New York City |
14 Jul |
| The Director of Information and Document Risk Management is responsible for the development and oversight of all components o... |
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Hedg Fund Compliance Officer
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Not Disclosed
Salary: 90,000 - 150,000
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USA-NY-New York City |
14 Jul |
| 10 Billion Dollar plus hedge fund is looking to bring on a junior level compliance officer. This role will work along side th... |
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Deputy Compliance Officer
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Not Disclosed
Salary: 200,000 - 400,000
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USA-NY-New York City |
14 Jul |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Private Equity Compliance Officer
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Michael Page
Salary: 250,0000 - 500,000
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USA-NY-New York City |
14 Jul |
| Leading New York City Hedge Fund is looking for a specialist in the area of private equity compliance. The ideal candidate wi... |
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Hedge Fund Surveillance - Specialist
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
14 Jul |
| Leading New York City hedge fund is looking to add a compliance associate with 3-6 years of experience in trade surveillance.... |
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Mortgage Executive CCO/JD
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Michael Page
Salary: 500,000 - 1,500,000
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USA-NY-New York City |
14 Jul |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
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Director, Equity and Fixed Income Surveillance (R5217)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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USA-NY-New York City |
11 Jul |
| Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location. |
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Vice President - Senior Investment Management Attorney (J5234)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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USA-NY-New York City |
10 Jul |
| Our client, a leading international asset management company, seeks a senior level investment management attorney to provide... |
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Manager Anti- Money Laundering Advisory
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E. D. Starr & Company
Salary: Competitive
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USA-NY-New York City |
03 Jul |
| Top Ranked Anti-Money Laundering Advisory Practice |
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